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Basic Question 0 of 7
Ben Thomas is the investment advisor for Hannah Green, who informs Thomas that for the coming year she would like to donate $50,000 charitable organizations that help children. Thomas is also a director for Children's Benefit Worldwide (CBW), which is conducting a fund raising campaign to help bring clean drinking water to children in Africa. Thomas tells Henry Jackson - who is running the fund raising campaign - about Green's charitable plans and suggests that he contact her. Thomas does not reveal to Jackson the amount Green wants to donate. Which of the following is correct?
B. Thomas has violated client confidentiality whereas Jackson has not committed any violation.
C. Thomas has violated client confidentiality whereas Jackson has engaged in misconduct.
A. Thomas has not violated client confidentiality.
B. Thomas has violated client confidentiality whereas Jackson has not committed any violation.
C. Thomas has violated client confidentiality whereas Jackson has engaged in misconduct.
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Your review questions and global ranking system were so helpful.
Lina
Learning Outcome Statements
calculate and interpret measures of fit and formulate and evaluate tests off it and of regression coefficients in a simple linear regression
CFA® 2025 Level I Curriculum, Volume 1, Module 10.